# Brokerage Clerks

> Perform duties related to the purchase, sale, or holding of securities. Duties include writing orders for stock purchases or sales, computing transfer taxes, verifying stock transactions, accepting and delivering securities, tracking stock price fluctuations, computing equity, distributing dividends, and keeping records of daily transactions and holdings.

- Code: 43-4011.00 (O*NET-SOC; SOC 2018 43-4011)
- Family: [Office & Administrative Support](https://foundation.org.ai/occupations#family-43), one of its 55 occupations
- Tasks: 10 tasks (5 core and 5 supplemental)
- Page: https://foundation.org.ai/occupations/43-4011.00
- JSON: https://foundation.org.ai/data/tasks/43-4011.00.json

## What the work is made of

1. Correspond with customers and confer with coworkers to answer inquiries, discuss market fluctuations, or resolve account problems.  
   Core task · Task 8145 · Rated by 55 people who do the job, July 2014
2. Document security transactions, such as purchases, sales, conversions, redemptions, or payments, using computers, accounting ledgers, or certificate records.  
   Core task · Task 20622 · Rated by 56 people who do the job, July 2014
3. File, type, or operate standard office machines.  
   Core task · Task 8149 · Rated by 56 people who do the job, July 2014
4. Perform clerical tasks, such as answering phones or distributing mail.  
   Core task · Task 20623 · Rated by 56 people who do the job, July 2014
5. Prepare forms, such as receipts, withdrawal orders, transmittal papers, or transfer confirmations, based on transaction requests from stockholders.  
   Core task · Task 8148 · Rated by 56 people who do the job, July 2014
6. Schedule and coordinate transfer and delivery of security certificates between companies, departments, and customers.  
   Supplemental task · Task 8147 · Rated by 56 people who do the job, July 2014
7. Monitor daily stock prices and compute fluctuations to determine the need for additional collateral to secure loans.  
   Supplemental task · Task 8150 · Rated by 56 people who do the job, July 2014
8. Verify ownership and transaction information and dividend distribution instructions to ensure conformance with governmental regulations, using stock records and reports.  
   Supplemental task · Task 8153 · Rated by 56 people who do the job, July 2014
9. Compute total holdings, dividends, interest, transfer taxes, brokerage fees, or commissions and allocate appropriate payments to customers.  
   Supplemental task · Task 8151 · Rated by 56 people who do the job, July 2014
10. Prepare reports summarizing daily transactions and earnings for individual customer accounts.  
   Supplemental task · Task 8152 · Rated by 56 people who do the job, July 2014

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## Where this comes from

Quoted from O*NET 29.0, U.S. Department of Labor, Employment and Training Administration, under CC BY 4.0: free to copy and reuse, with credit. Nothing on this page is written by the Org.AI Foundation.
