# Compliance Managers > Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards. - Code: 11-9199.02 (O*NET-SOC; SOC 2018 11-9199) - Family: [Management](https://foundation.org.ai/occupations#family-11), one of its 59 occupations - Tasks: 29 tasks (20 core and 9 supplemental) - Page: https://foundation.org.ai/occupations/11-9199.02 - JSON: https://foundation.org.ai/data/tasks/11-9199.02.json ## What the work is made of 1. Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required. Core task · Task 15645 · Rated by 77 people who do the job, August 2019 2. Identify compliance issues that require follow-up or investigation. Core task · Task 15650 · Rated by 76 people who do the job, August 2019 3. Discuss emerging compliance issues to ensure that management and employees are informed about compliance reporting systems, policies, and practices. Core task · Task 21088 · Rated by 77 people who do the job, August 2019 4. File appropriate compliance reports with regulatory agencies. Core task · Task 15653 · Rated by 77 people who do the job, August 2019 5. Maintain documentation of compliance activities, such as complaints received or investigation outcomes. Core task · Task 15638 · Rated by 77 people who do the job, August 2019 6. Consult with corporate attorneys as necessary to address difficult legal compliance issues. Core task · Task 15639 · Rated by 76 people who do the job, August 2019 7. Conduct or direct the internal investigation of compliance issues. Core task · Task 15656 · Rated by 77 people who do the job, August 2019 8. Provide employee training on compliance related topics, policies, or procedures. Core task · Task 15644 · Rated by 77 people who do the job, August 2019 9. Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities. Core task · Task 15637 · Rated by 77 people who do the job, August 2019 10. Verify that all regulatory policies and procedures have been documented, implemented, and communicated. Core task · Task 21089 · Rated by 77 people who do the job, August 2019 11. Disseminate written policies and procedures related to compliance activities. Core task · Task 15652 · Rated by 76 people who do the job, August 2019 12. Prepare management reports regarding compliance operations and progress. Core task · Task 15647 · Rated by 77 people who do the job, August 2019 13. Conduct periodic internal reviews or audits to ensure that compliance procedures are followed. Core task · Task 15655 · Rated by 77 people who do the job, August 2019 14. Keep informed regarding pending industry changes, trends, or best practices. Core task · Task 21090 · Rated by 76 people who do the job, August 2019 15. Monitor compliance systems to ensure their effectiveness. Core task · Task 15649 · Rated by 77 people who do the job, August 2019 16. Direct the development or implementation of policies and procedures related to compliance throughout an organization. Core task · Task 21091 · Rated by 77 people who do the job, August 2019 17. Advise internal management or business partners on the implementation or operation of compliance programs. Core task · Task 15642 · Rated by 76 people who do the job, August 2019 18. Design or implement improvements in communication, monitoring, or enforcement of compliance standards. Core task · Task 15654 · Rated by 76 people who do the job, August 2019 19. Provide assistance to internal or external auditors in compliance reviews. Core task · Task 15646 · Rated by 77 people who do the job, August 2019 20. Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations. Core task · Task 15641 · Rated by 77 people who do the job, August 2019 21. Develop risk management strategies based on assessment of product, compliance, or operational risks. Supplemental task · Task 21092 · Rated by 76 people who do the job, August 2019 22. Advise technical professionals on the development or use of environmental compliance or reporting tools. Supplemental task · Task 19533 · Rated by 77 people who do the job, August 2019 23. Conduct environmental audits to ensure adherence to environmental standards. Supplemental task · Task 19534 · Rated by 77 people who do the job, August 2019 24. Evaluate testing procedures to meet the specifications of environmental monitoring programs. Supplemental task · Task 19537 · Rated by 75 people who do the job, August 2019 25. Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations. Supplemental task · Task 19538 · Rated by 76 people who do the job, August 2019 26. Review communications such as securities sales advertising to ensure there are no violations of standards or regulations. Supplemental task · Task 15643 · Rated by 77 people who do the job, August 2019 27. Oversee internal reporting systems, such as corporate compliance hotlines. Supplemental task · Task 21093 · Rated by 76 people who do the job, August 2019 28. Verify that software technology is in place to adequately provide oversight and monitoring in all required areas. Supplemental task · Task 15636 · Rated by 76 people who do the job, August 2019 29. Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness. Supplemental task · Task 19536 · Rated by 76 people who do the job, August 2019 ## More in Management - [Administrative Services Managers](https://foundation.org.ai/occupations/11-3012.00): 18 tasks - [Advertising and Promotions Managers](https://foundation.org.ai/occupations/11-2011.00): 30 tasks - [Architectural and Engineering Managers](https://foundation.org.ai/occupations/11-9041.00): 19 tasks - [Biofuels Production Managers](https://foundation.org.ai/occupations/11-3051.03): 14 tasks - [Biofuels/Biodiesel Technology and Product Development Managers](https://foundation.org.ai/occupations/11-9041.01): 18 tasks - [Biomass Power Plant Managers](https://foundation.org.ai/occupations/11-3051.04): 19 tasks - [Brownfield Redevelopment Specialists and Site Managers](https://foundation.org.ai/occupations/11-9199.11): 23 tasks - [Chief Executives](https://foundation.org.ai/occupations/11-1011.00): 31 tasks - [Chief Sustainability Officers](https://foundation.org.ai/occupations/11-1011.03): 18 tasks - 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